• Joined Prime Buchholz in 2025
  • More than 20 years of industry experience
  • Provides leadership, direction, coordination, and integration of compliance activities and programs to ensure compliance with all state and federal securities laws and regulations
  • Previous experience: Various compliance roles over 12 years at John Hancock/Manulife Investment Management, most recently as global private equity and credit group chief compliance officer
  • M.B.A. from the University of Southern Maine and B.S. in applied economics from Ithaca College