• Joined Prime Buchholz in 2016
• Entered the investment industry in 2004
• Develops, maintains, and enhances strategic, risk-based compliance policies for the firm; enhances and maintains the firm’s compliance program; reviews and approves client-ready materials to ensure compliance with federal securities laws
• Member of the firm’s risk committee, senior management group, and the DEI community engagement working group
• Previous experience: Senior lead analyst and senior compliance examiner at FINRA
• B.A. in economics from the University of New Hampshire
• Investment Adviser Certified Compliance Professional® and member of the National Society of Compliance Professionals