Legal Notices and SEC Forms

Form CRS

Form CRS is intended to “clarify the standards of conduct applicable to broker-dealers and investment advisers, help retail investors better understand and compare the services offered and make an informed choice of the relationship best suited to their needs and circumstances, and foster greater consistency in the level of protections provided by each regime, particularly at the point in time that a recommendation is made.”

 

Download Form CRS

 

Prime Buchholz Legal Notice

Terms and Conditions of Use

Welcome to the Prime Buchholz LLC (“Prime Buchholz”) Web Site (“Site”). Prime Buchholz owns and operates this Site to provide information and online services to its users. This Site is for informational purposes only and is not intended to provide investment advice to the general public. Please consult an investment professional for investment advice that considers your specific investment objectives, needs and financial situation.

By accessing, browsing, and using the Site, you agree to the following terms and conditions. You may view the content, make a single copy of it, and print that copy, but only for your own lawful, personal, noncommercial use, provided that you maintain all copyright, trademark and other intellectual property notices contained in such content, and provided that the content, or any part thereof, is not modified.

Ownership and Copyright
All information at this Site is owned exclusively by Prime Buchholz and/or others, and is protected under applicable copyright, patent, trademark, trade dress laws, and/or other proprietary rights. You agree to comply with all copyright laws in your use of this Site.

Prohibited Use
You agree not to use the Site for any purpose that is unlawful or prohibited by these terms and conditions of use. You agree not to post or submit on this Site, any material that: (a) infringes or may infringe on anyone else’s copyright, trade secret, trademark, or other intellectual property rights; (b) violates or may violate others’ privacy rights; (c) is obscene, defamatory, threatening, harassing, abusive, hateful, or embarrassing to another party; (d) impersonates another person; or (e) breaches any obligations of confidentiality or any other contractual obligation you may owe to any third parties.

You also agree not to submit any materials that contain viruses, worms or other computer programming routines or engines that are intended to damage, interfere with, intercept, or expropriate any system, data, or information. You may not try to gain unauthorized access to the Site, other accounts, computer systems or networks connected to the Site through hacking, password mining, or any other means. You agree that you will not use any robot, spider, other automatic device, or manual process to monitor or copy pages of this Site or the content contained on it without our express prior written permission.

Links
For your convenience, Prime Buchholz may provide, on this Site, links to other web sites operated by third parties. Prime Buchholz makes no warranty or representation regarding, and does not endorse, any linked web sites or the information, products or services available on those web sites. Links do not imply that Prime Buchholz is legally authorized to use any trademark, logo or copyright symbol displayed on links.

Disclaimer of Warranties
This Site may contain typographical errors or inaccuracies. You agree that you use the Site at your sole risk. Prime Buchholz provides this Site “AS IS” WITHOUT ANY WARRANTY OF ANY KIND, EITHER EXPRESS OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, WARRANTIES OF MERCHANTABILITY, NONINFRINGEMENT OF INTELLECTUAL PROPERTY, OR FITNESS FOR ANY PARTICULAR PURPOSE.

Limitation of Liability
Prime Buchholz shall not be liable for any direct, indirect, consequential or other damages (including but not limited to lost profits, business interruption, loss of information or other data) that are related to your use of, the inability to use, or delay in the use of the content, materials and functions of the Site.

Some jurisdictions do not allow for the exclusion of implied warranties or limitation or exclusion of liability, so the above exclusions may not apply to you.

Changes and Termination
Prime Buchholz may change, modify, add or remove any portion of this terms and conditions of use at any time. Changes in the terms and conditions of use will be effective when the change is posted to the Site. Your continued use of the Site after any changes are posted will be considered acceptance of those changes.

Prime Buchholz also reserves the right to terminate, change, suspend or discontinue any aspect of the Site, including the availability of any features of the Site, at any time. Prime Buchholz may also impose limits on certain features and services or restrict your access to all or parts of this Site. You agree that Prime Buchholz will not be liable to you or any third party for any termination of your access to the Site or for any modification, suspension, or discontinuation of the Site.

International Users
This Site is controlled, operated and administered by Prime Buchholz from its offices within the United States of America. Access to the Site from locations outside the United States where the Site’s contents are illegal is prohibited. You may not use the Site in violation of United States export laws and regulations. If you access this Site from a location outside of the United States, you are responsible for compliance with all local laws and you may not use this Site if it would be unlawful under the securities laws of such location.

General Information
Governing Law: These terms and conditions of use shall be governed by the laws of the State of New Hampshire, without giving effect to its conflict of laws provisions.

Entire Agreement: These terms and conditions of use constitute the entire agreement between Prime Buchholz and you with respect to your use of the Site.

Indemnification: You agree to indemnify, defend, and hold harmless Prime Buchholz and its officers, directors, shareholders and employees from and against all claims, demands, and damages (including actual and consequential), of every kind and nature whether known or unknown arising out of or relating to:

(a) your posting of any content on, or your use of, this Site in violation of these terms and conditions of use;

(b) any other breach of these terms and conditions of use by you; or

(c) your violation of any law or the rights of a third party.

By Accessing and Using this Site you Agree to the Above Terms and Conditions.